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Sarei v. Rio Tinto: Alexis Holyweek Sarei et al. v. Rio Tinto PLC and Rio Tinto Limited

Appeal from the United States District Court for the Central District of California, 16 Dec 2008, United States Court Of Appeals For The Ninth Circuit, United States

After the civil war in Papua New Guinea, which led to Bougainville obtaining a more autonomous position, several inhabitants of that island sued the mining company Rio Tinto, basically for its role in the war and the process leading up to it. The plaintiffs claimed that Rio Tinto’s mining activities had harmed their health and the environment, and that they had helped the Papua New Guinea government in, among other things, setting up a blockade with disastrous results for the population. They relied on the Alien Tort Claims Act, a US Act which permits aliens to present a claim in a US Court when, allegedly, the law of nations has been breached. Before the District Court ruled on this case en banc, two previous panels had ruled on this case, thereby mostly focussing on the question whether or not the case should be dismissed as it touched upon questions of US foreign policy, questions which should only be addressed by the Executive Branch of the government. The Court of Appeals en banc took a different route and stated that the District Court should assess in depth whether the fact that the islanders had not exhausted local remedies should lead to dismissal of the case. To this end the Court of Appeals established a framework of applying the ‘exhaustion principle’ and referred the case back to the District Court. 


Sarei v. Rio Tinto: Alexis Holyweek Sarei et al. v. Rio Tinto PLC and Rio Tinto Limited

Order re: Prudential exhaustion, 31 Jul 2009, United States District Court Central District of California, United States

After the civil war in Papua New Guinea, which led to Bougainville obtaining a more autonomous position, several inhabitants of that island sued the mining company Rio Tinto, basically for its role in the war and the process leading up to it. The plaintiffs claimed that Rio Tinto’s mining activities had harmed their health and the environment, and that they had helped the Papua New Guinea government in, among other things, setting up a blockade with disastrous results for the population.

In this instance, the District Court had to rule whether referring the plaintiffs back to the Papua New Guinean legal system should be considered. The District Court held that this would be inappropriate with regard to the plaintiffs’ claims of war crimes, crimes against humanity and racial discrimination, as these claims are of ‘universal concern’. However, regarding other claims (of environmental harm, of cruel, inhuman and degrading punishment and of consistent pattern of gross violations of human rights) the Court held that it could be assessed whether the plaintiffs should first exhaust legal remedies in Papua New Guinea. Therefore, it gave the plaintiffs one month to decide whether they wished to pursue these claims.  


Đorđević: The Prosecutor v. Vlastimir Đorđević

Public Judgment with Confidential Annex, 23 Feb 2011, International Criminal Tribunal for the Former Yugoslavia (ICTY) Trial Chamber II, The Netherlands

In the period between January and June 1999, the Serb forces conducted a campaign of attacks against the Albanian population of Kosovo, with the aim to remove them from the region. The bodies of the Kosovo Albanians were concealed in centers near Belgrade and later buried in secret mass graves. Ðorđević, who was the head of the police forces, was charged with war crimes and crimes against humanity.

The Chamber came to the conclusion that Ðorđević participated in a common plan to eliminate the Albanian population of Kosovo, and that his role was indispensable for the fulfillment of the operation.

The Chamber found him guilty of aiding and abetting the charged crimes due to his direct involvement in the concealing of bodies murdered by the Serb forces. He also failed to conduct an investigation of these crimes, which was sufficient for his conviction. Ðorđević was sentenced to 27 years of imprisonment.


Perišić: The Prosecutor v. Momčilo Perišić

Judgment (public with confidential annex c), 6 Sep 2011, International Criminal Tribunal for the former Yugoslavia (ICTY) Trial Chamber I, The Netherlands

Momčilo Perišić was a high-level military officer in the Yugoslav Army, which provided assistance both through sending weapons and through paying the salaries of the officers of the Army of Republika Srpska (VRS) and that of the Serbian Krajina (SVK). 

Three incidents were relevant for the purposes of his trial. The shelling and sniping in Sarajevo, the invasion of the town of Srebrenica, both perpetrated by the VRS, and the SVK's attacks in Zagreb.

The Chamber found Perišić guilty as aider and abettor to war crimes and crimes against humanity for his role in the incidents in Sarajevo and Srebrenica. 

The Chamber found him not guilty for his failure to punish the acts of the VRS in Sarajevo and Srebrenica due to the lack of his effective control over the conduct of the VRS. 

However, he was found guilty for the failure to punish the criminal behavior of the SVK, over the conduct of which he did possess effective control. Perišić was sentenced to 27 years of imprisonment.


Bizimungu et al.: The Prosecutor v. Casimir Bizimungu, Justin Mugenzi, Jérôme-Clément Bicamumpaka, Prosper Mugiraneza

Judgement and Sentence, 30 Sep 2011, International Criminal Tribunal for Rwanda (Trial Chamber II), Tanzania

Casimir Bizimungu was Minister of Health from April 1987 until January 1989. He returned to this position form April 1992 until he fled Rwanda in July 1994.

Justin Mugenzi founded the Parti Libéral (PL) on 14 July 1991. He became Minister of Commerce in July 1993. Mr. Mugenzi continued to hold this position in the Interim Government.

Jérôme-Clément Bicamumpaka joined the Mouvement Démocratique Républicain (MDR) party in 1991 and was sworn in to the Interim Government as the Minister of Foreign Affairs on 9 April 1994.

After working as a prosecutor and in various ministries in Kigali, Prosper Mugiraneza was appointed Minister of Public Service and Professional Training in 1992. When the Interim Government was formed, he became the Minister of Civil Service.

The Trial Chamber convicted both Mugenzi and Mugiraneza for conspiracy to commit genocide for their participation in the decision to remove Butare’s Tutsi Prefect, Jean-Baptiste Habyalimana. They were also convicted for direct and public incitement to commit genocide for their participation at the installation ceremony where President Théodore Sindikubwabo gave an inflammatory speech inciting the killing of Tutsis. The two Accused were sentenced to 30 years of imprisonment. Bizimungu and Bicamumpaka were acquitted.


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