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Samantar: Mohamed Ali Samantar v. Bashe Abdi Yousuf et al.

Certiorari to the United States Court of Appeals for the Fourth Circuit, 1 Jun 2010, Supreme Court, United States

Under the authoritarian regime of Major General Barre in Somalia, the Somali Armed Forces perpetrated a number of human rights abuses against the Somali civilian population, in particular against members of the Isaaq clan.

The petitioners, all members of the Isaaq clan, allege that in the 1980s and 1990s they suffered ill-treatment at the hands of the Somali military including acts of rape, torture, arbitrary arrest and detention. They instituted a civil complaint against Mohamed Ali Samantar, the-then Minister of Defence and later Prime Minister of Somalia on the basis of the Torture Victims Protection Act.

The District Court for the Eastern District of Virginia dismissed the claim for lack of subject matter jurisdiction on the grounds that Samantar enjoys immunity from proceedings before courts of the United States by virtue of his function as a State official at the relevant time under the Foreign Sovereign Immunities Act (FSIA). The Court of Appeals for the Fourth Circuit reversed this decision, arguing that the FSIA is not applicable to individuals, and even if it were, the individual in question would have to be a government official at the time of proceedings commencing against him.

By the present decision, the Supreme Court upheld the decision of the Court of Appeals: the FSIA is not applicable to individuals so Samantar does not enjoy immunity from the present proceedings by virtue of it. Consequently, proceedings against him can continue. 


Gotovina et al.: The Prosecutor v. Ante Gotovina, Ivan Čermak, and Mladen Markač

Judgment, 15 Apr 2011, International Criminal Tribunal for the former Yugoslavia (ICTY) Trial Chamber I, The Netherlands

In August 1995, the Croatian forces conducted a rapid offensive attack against the Krajina region which had the purpose of removing ethnic Serbs, and make the region suitable for Croats instead. Both Gotovina and Markač were in a high military position that controlled the operation in Krajina.

The Chamber found that both Gotovina and Markač participated in a joint criminal enterprise, which aimed at the removal of Serbs from Krajina. Their rank and position allowed them control over the conduct of the military personnel, and they were aware of the criminal behavior that occurred in Krajina, as well as the underlying common purpose.

The Chamber found them guilty; General Gotovina received a 24 year sentence, while Markač was sentenced to 18 years’ imprisonment. The Chamber acquitted Čermak, because it found that he did not have control over the acts of the military, and there was insufficient evidence to establish that he knew that his conduct in Knin was intended to further the goal of repopulating Krajina with Croats.


Ali Mahmud Ali Shafi et al. v. Palestinian Authority and Palestinian Liberation Organization

Appeal from the United States District Court for the District of Columbia, 14 Jun 2011, United States Court of Appeals for the District of Columbia Circuit, United States

Ali Mahmud Ali Shafi is a Palestinian national who was spying for Israel until he moved to Israel in 1994. On his return to Palestine in 2001, he was arrested by Palestinian Authority (PA) security officers and subsequently brought to a PA security building where he was detained for several months. During that period, he was severely beaten, left without any clothes, and was not permitted to take a bath. In 2002, Ali Shafi was forced to sign a confession which was used as the basis for his conviction of killing the Palestinian leader Raed al Karmi and for spying for Israel. He was sentenced to death. However, in March 2002, Ali Shafi escaped.

In 2009, Ali Shafi brought a claim in the District Court for the District of Columbia against the PA and the Palestinian Liberation Organization. The District Court dismissed the complaint. On 14 June 2011, the Court of Appeals for the District of Columbia Circuit confirmed the decision because claims can only be brought under the Alien Tort Statute (ATS) against state actors. The defendants in this case were no state actors and therefore appellants failed to state a claim within the jurisdiction conferred by the ATS.


A. (Khaled Nezzar): A v. Ministère Public de la Confédération, B and C

Décision du 25 Juillet 2012/Decision of 25 July 2012, 25 Jul 2012, Federal Criminal Court, Switzerland

It is well accepted in international law that Heads of State, Heads of Government and ministers of Foreign Affairs enjoy immunity from prosecution by virtue of the office that they hold. This immunity extends to acts committed in an official capacity whilst in office, after they have left office. In recent years, however, this concept of functional immunity has been challenged by allegations that former government officials have committed international crimes whilst in office. In what has been hailed as a ‘landmark’ decision, the Federal Criminal Court of Switzerland considered that the former Algerian Minister of Defence, who is charged with having committed war crimes and torture whilst in office in 1992-1993, is not entitled to immunity before the Swiss courts. In reaching this conclusion, the Court considered that it would be contrary for international law to prohibit genocide, war crimes and crimes against humanity as fundamental norms but then to allow for a broad interpretation of functional immunity the result of which would be that beneficiaries of this immunity would be immune from prosecution even where they allegedly committed such crimes. 


Thirith: The Prosecutor v. Ieng Thirith

Judgment yet to come, Extraordinary Chambers in the Courts of Cambodia, Cambodia

After the fall of the Cambodian government in 1975, the Communist Party, under the leadership of Pol Pot, came to power and renamed the State the Democratic Kampuchea. An armed conflict broke out with Vietnam, which lasted until 1979. From 1975 until 1979, Pol Pot and the Communist Party of Kampuchea sought to establish a revolutionary State and introduced a policy of ‘smashing’ their enemies, a form of physical and psychological destruction that consisted of arbitrary detention, torture and execution. This policy lead to the deaths of an estimated two million people.

The Accused, Ieng Thirith, was the highest-ranking female in the regime, Pol Pot’s sister-in-law and the wife of Ieng Sary, the regime’s former Foreign Minister. Ieng Thirith was indicted in 2010 on charges of war crimes, crimes against humanity and genocide for her role in the events. In September 2012, on the basis of repeated examinations by multiple medical experts, the Extraordinary Chambers in the Courts of Cambodia found the now 80-year-old Ieng Thirith unfit to stand trial due to her dementia and released her subject to certain conditions. Although the charges have not been withdrawn, a trial is unlikely to happen in the future considering her age and mental state.


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