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Filartiga v. Peña-Irala: Dolly M.E. Filartiga and Joel Filartiga v. Americo Norberto Peña-Irala
Opinion, 30 Jun 1980, Court of Appeals, Second Circuit, United States
The Filártiga family, Dolly and Dr. Joel Filártiga, Paraguay nationals, claim that on 29 March 1976, Dr. Filártiga’s seventeen-year-old son Joelito Filártiga was kidnapped and tortured to death by the Inspector General of Police in Asuncion at that time, Américo Norberto Peña-Irala (Peña). They claim that Joelito was maltreated because his father was a longstanding opponent of the government of Paraguayan President Alfredo Stroessner who ruled over the country since 1954.
In 1978, Joelito’s sister Dolly Filártiga and (separately) Américo Peña came to the United States. Dolly applied for political asylum, while Peña stayed under a visitor's visa. Dolly learned of Peña's presence in the United States and reported it to the Immigration and Naturalization Service, who arrested and ordered the deportation of Peña for staying well past the expiration of his visa.
Immediately after, on 6 April 1979, the Filártiga family filed a complaint before US courts alleging that Peña had wrongfully caused Joelito's death by torture and seeking compensatory and punitive damages of $ 10,000,000. In support of federal jurisdiction, the Filártiga family relied on the Alien Tort Claims Act, a federal statute of 1789. They also sought to enjoin Peña’s deportation to ensure his availability for testimony at trial. The District Court for the Eastern District of New York dismissed the case on the grounds that subject matter jurisdiction was absent and for forum non conveniens, but on appeal the Filártiga family succeeded: the Court of Appeal, Second Circuit, ruled that even though the Filártiga family did not consist of US nationals and that the crime was committed outside the US, the family was allowed to bring a claim before US courts. It held that torture was a violation of the laws of nations and that federal jurisdiction was provided.
Sumner v. UK: Sumner v. United Kingdom of Great Britain and Others
Judgment No. S456, 27 Oct 1999, Supreme Court of South Australia, Australia
We often associate genocide with the act of killing members of a specific group, of which there have been many devastating examples throughout history. However, according to the Genocide Convention, other acts can also be regarded as genocide, if they are committed with the intent to destroy, in whole or in part, specific groups. In this case, the plaintiff held that building a bridge to Hindmarsh in South Australia would impede on the culture and way-of-life of the Ngarrindjeri in such a dramatic way that it would lead to the destruction of this group. However, at that point, genocide was not a crime under Australian national law. The plaintiff therefore invoked legislation from the UK, arguing that application of this legislation was possible because of the fact that the UK preceded the current Commonwealth of Australia in governing the Australian continent and its adjacent islands. The judge did not accept this argument and reiterated that even when international law prohibits genocide, someone can only be found guilty of genocide if national legislation explicitly prohibits genocide. The claim was denied.
In 2002, with the adoption of the International Criminal Court Act 2002, genocide became a crime under Australian law.
Voiotia v. Germany: Prefecture of Voiotia v. Federal Republic of Germany
Judgment, 4 May 2000, Areios Pagos (Supreme Court), Greece
In June 1944, German occupation forces in Greece massacred more than 300 inhabitants of the village of Distomo and burnt the village to the ground, as reprisal for a partisan attack on German troops. In 1995, proceedings against Germany were instituted before the Greek courts, by over 250 relatives of the victims of the massacre, claiming compensation for loss of life and property. The Court of Livadia, Greece, held Germany liable and ordered it to pay compensation to the claimants. Germany appealed to the Greek Supreme Court, on the ground that it was immune from the jurisdiction of the Greek courts, on the basis of state immunity.
The Greek Supreme Court dismissed the appeal and rejected Germany’s claim of jurisdictional immunity. The Court denied German immunity applying Article 11 of the European Convention on State Immunity, considered to correspond to customary international law. Moreover, the Court held that violation of peremptory norms would have the legal effect of implicitly waiving the jurisdictional immunity. It reasoned that torts in breach of rules of peremptory international law cannot be claimed to be acts jure imperii, concluding that Germany, by breaching jus cogens, had implicitly waived its immunity.
Sokolovic: The Prosecutor v. Maksim Sokolovic
Beschluss & Urteil, 21 Feb 2001, Federal Supreme Court (Bundesgerichtshof), Germany, Germany
During the armed conflict in the former Yugoslavia, Maksim Sokolovic was part of a paramilitary group that operated near Osmaci, northeast of Sarajevo. On 27 and 28 May 1992, Sokolovic participated in Serbian military actions against the Muslim population of Osmaci that were part of the Bosnian Serb joint policy of ethnic-cultural unification. Sokolovic, who knew and approved of this goal, personally oversaw the displacement of the inhabitants of Osmaci, and also severely physically abused five prisoners. Sokolovic had been a resident of Germany for twenty years and received a pension from the German government.
Higher Regional Court in Germany had sentenced Sokolovic to nine years’ imprisonment. The Federal Supreme Court rejected Sokolovic’s appeal to this sentence and held that the application of the principle of universal jurisdiction was justified in cases of genocide and grave war crimes, as German courts have the obligation to prosecute such crimes.
Regarding the issue whether it is necessary in such cases to demonstrate a link with Germany for legal action to be taken, the Court held that it is not necessary to demonstrate such a link in cases where the competence of the German courts is based on an international treaty Germany is bound by that makes it mandatory that Germany start legal proceedings. In this particular case, there was a domestic link, as Sokolovic had been living in Germany for 20 years and was receiving a German pension.
The court confirmed Sokolovic’ sentence of nine years in prison for aiding and abetting genocide together with aiding and abetting wrongful imprisonment in 56 cases and causing severe bodily harm in five cases.
Priyanto: The Ad Hoc Prosecutor v. Endar Priyanto
Judgment, 25 Nov 2002, The Indonesian Ad Hoc Tribunal for East Timor, Indonesia
The Ad Hoc Tribunal acquitted the Accused of both charges, as it found none of his subordinates to have committed serious human rights abuses. In addition, the Tribunal found that the Accused has not disregarded important information and has acted in the best of his power to stop the human rights violations.
East Timor’s foreign minister described the judgment as ‘scandalous’, whereas activists in Indonesia considered the judgments of the Ad Hoc Tribunal to be “mock trials...[as] a result of pressure from the military.” Florendo de Jesus, one of the witnesses, testified that he had recognized several people among the attackers as TNI (Indonesian National Armed Forces) members, one of them being his own uncle. The public outrage, mostly taking place in East Timor, came as a consequence of a belief that the Ad Hoc Tribunal is failing to try the Indonesian commanders involved in the violence, as well as from the previous acquittals, specifically those of army Lieutenant Colonel Asep Kuswani, police Lieutenant Colonel Adios Salova and mayor Leonita Martins.
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