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Sokolovic: The Prosecutor v. Maksim Sokolovic
Beschluss & Urteil, 21 Feb 2001, Federal Supreme Court (Bundesgerichtshof), Germany, Germany
During the armed conflict in the former Yugoslavia, Maksim Sokolovic was part of a paramilitary group that operated near Osmaci, northeast of Sarajevo. On 27 and 28 May 1992, Sokolovic participated in Serbian military actions against the Muslim population of Osmaci that were part of the Bosnian Serb joint policy of ethnic-cultural unification. Sokolovic, who knew and approved of this goal, personally oversaw the displacement of the inhabitants of Osmaci, and also severely physically abused five prisoners. Sokolovic had been a resident of Germany for twenty years and received a pension from the German government.
Higher Regional Court in Germany had sentenced Sokolovic to nine years’ imprisonment. The Federal Supreme Court rejected Sokolovic’s appeal to this sentence and held that the application of the principle of universal jurisdiction was justified in cases of genocide and grave war crimes, as German courts have the obligation to prosecute such crimes.
Regarding the issue whether it is necessary in such cases to demonstrate a link with Germany for legal action to be taken, the Court held that it is not necessary to demonstrate such a link in cases where the competence of the German courts is based on an international treaty Germany is bound by that makes it mandatory that Germany start legal proceedings. In this particular case, there was a domestic link, as Sokolovic had been living in Germany for 20 years and was receiving a German pension.
The court confirmed Sokolovic’ sentence of nine years in prison for aiding and abetting genocide together with aiding and abetting wrongful imprisonment in 56 cases and causing severe bodily harm in five cases.
Jelisić: The Prosecutor v. Goran Jelisić
Judgment, 5 Jul 2001, International Criminal Tribunal for the former Yugoslavia (ICTY) Appeals Chamber, The Netherlands
Jelisić was brought before the ICTY for his role in the commission of crimes in the municipality of Brčko (Bosnia and Herzegovina) in 1992.
Jelisić pleaded not guilty to genocide and guilty to war crimes and crimes against humanity. With respect to genocide, Trial Chamber I found him not guilty due to insufficient evidence to sustain his responsibility. For the crimes to which he pleaded guilty, Trial Chamber I sentenced him to 40 years of imprisonment. Therefore, Trial Chamber I’s acquittal of genocide was appealed by the Prosecutor, and Jelisić was allowed to respond.
The Appeals Chamber allowed the Prosecution’s first two appeals, in which it upheld the argument that Trial Chamber I erred when entered an acquittal without first hearing the Prosecution, and when applied an erroneous legal standard which led it to incorrectly assess the evidence.
The Appeals Chamber was unable to conclude that Jelisić did not possess the special intent required for genocide (the intent to destroy, in whole or in part, a national, ethnical, racial or religious group). However, the Appeals Chamber declined to reverse the acquittal on genocide.
The Appeals Chamber found an error in Trial Chamber I’s finding that Jelisić was guilty of two murders, when in fact he pleaded guilty to only one.
Jelisić’s sentence was affirmed.
Soares (Abilio): Prosecution v. Abilio Soares
Judgment, 14 Aug 2002, The Ad Hoc Human Rights Tribunal at the Human Rights Court of Justice of Central Jakarta, Indonesia, Indonesia
Abilio Soares was governor of East Timor at the time violence broke out in East Timor before, during and after the referendum on independence of Indonesia.
On 20 February 2002 he was indicted on two charges of crimes against humanity: murder and assault/persecution. He was charged with command responsibility for the failings and actions of his subordinates and militias, in relation to events during which anti-independence militias committed massacres, such as in the church in Liquica on 6 April 1999, at the house of pro-independence leader Manuel Carrascalao on 17 April 1999, at the residence of the Bishop of Belo on 6 September 1999 and in the church in Suai on 6 September 1999. In each one of these instances, he was accused of not having exercised his authority in order to prevent these crimes from taking place.
The Court considered that, under command responsibility, Abilio Soares was criminally responsible for the human rights violations perpetrated by his subordinates. To come to this conclusion, the Court considered the following elements: his subordinates were under Soares’ effective control and authority, but he did not exert appropriate and proper control over them; Abilio Soares was aware, or consciously disregarded information relating to these events, as he was informed of these events by subordinates; and that Soares took no action against those district heads under his control who had committed the murders and assaults (for example to prevent or stop the acts or surrender the perpetrators to authorities for investigation and prosecution).
The Court sentenced Abilio Soares to 3 years’ imprisonment, significantly lower than the minimum sentence of 10 years.
Kuswani: The Ad Hoc Prosecutor v. Asep Kuswani
Judgment, 28 Nov 2002, The Indonesian Ad Hoc Tribunal for East Timor, Indonesia
The Ad Hoc Tribunal acquitted the three defendants of the charges entered against them and found that the prosecution had not been able to establish a link between the TNI (Indonesian National Armed Forces) and Polri (Resort Police of the Police of Republic of Indonesia), on the one hand, and the BMP, on the other. The former were official governmental bodies, whereas the latter were militia. The judgment was publicly criticized as it was argued that the TNI and the riot police were indeed involved in the violence, including the killing of the 22 civilians.
Ndindabahizi: The Prosecutor v. Emmanuel Ndindabahizi
Judgment and Sentence , 15 Jul 2004, International Criminal Tribunal for Rwanda (Trial Chamber I), Tanzania
The Accused, Emmanuel Ndindabahizi, had been appointed Minister of Finance in the Interim Government of Rwanda on 9 April 1994 and held the post until July 1994.
For his role in the events that took place at Gitwa Hill and at Gaseke roadblock, the Prosecution of the ICTR charged Ndindabahizi with three counts: genocide; extermination and murder as crimes against humanity. On 15 July 2004, Trial Chamber I of the Tribunal found Ndindabahizi guilty of genocide for instigating, facilitating and assisting attacks against Tutsi refugees who had gathered at Gitwa Hill on two occasions, namely on 23 and 24 April 1994. The Chamber also found him guilty of extermination as a crime against humanity for his actions at Gitwa Hill. In addition, the Chamber found him guilty of genocide and murder on the grounds that he had encouraged those manning Gaseke roadblock to kill Tutsi and that he had provided them with material assistance. The Trial Chamber sentenced Ndindabahizi to life imprisonment.
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